Mauro Capital Management, Inc.

RIASEC Registered
Total AUM
$15.5M
Discretionary
$15.5M
100% of AUM
Avg account
$456K
Accounts
34
Employees
1
Advisory reps
1

Firm details

Headquarters
,
CRD number
122411
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI77.42%
  • Individuals22.58%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Mauro Capital Management, Inc. is a small, independent registered investment adviser that serves individual and family clients with a mix of financial planning and discretionary portfolio management. The firm operates with a clear equity preference, constructing portfolios that lean heavily on exchange-traded equities and exchange-traded vehicles as core holdings. Engagements are fee-based (percentage of AUM) with the option for hourly charges, and the adviser also provides accounting-related services alongside its investment advisory work. Portfolios appear to follow a core equity orientation, likely implemented through liquid, listed instruments to give clients transparent, cost-efficient exposure. Given the client base of individuals and small businesses and the firm’s modest scale, strategies emphasize straightforward, easily administered investments rather than large-scale direct alternative commitments.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 84%, Cash & Cash Equivalents 16%84%
  • Exchange Traded Equities84%
  • Cash & Cash Equivalents16%

Contacts

1 of 1
  • John Mauro

    PresidentCRD 2113478

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth