DAO Trading & Advisory Inc.
Firm details
- Headquarters
- ,
- CRD number
- 321953
- Fee structure
- Percentage of AUM, Other
- Client types
- Individuals96.77%
- Pooled Investment Vehicles3.23%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesEducational Seminars / Workshops
Firm profile
FINTRXOverview
DAO Trading & Advisory Inc. is an independent, California-registered registered investment adviser organized as a corporation and owned by an individual. The firm serves both individual and family clients as well as institutional clients, providing portfolio management for individuals and small businesses and for pooled investment vehicles. It also runs educational seminars and workshops. Compensation is primarily percentage-of-AUM-based with other fee arrangements available. The firm does not identify as an active ESG investor and operates under a single-state registration posture.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities40%
- Non-Exchange Traded Equities25%
- Cash & Cash Equivalents25%
- State & Local Bonds10%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
, null
Location
, null
Headquartered in , null.
- Office locations
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