MARSHALL WACE NORTH AMERICA L.P.

RIASEC RegisteredEst. 2009
Total AUM
$58.9B
Discretionary
$58.9B
100% of AUM
Avg account
$3.7B
Accounts
16
Employees
184
Advisory reps
3

Firm details

Headquarters
New York, New York
CRD number
135902
Registered since
September 22, 2009
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Marshall Wace North America L.P. operates as a limited partnership focused on institutional clients and is SEC-registered since 2009. The firm is described as a multifaceted manager with activities spanning hedge fund and private equity strategies. It acts in commodity trading and advisory capacities (CPO/CTA) and provides portfolio management for pooled investment vehicles, often serving as sponsor, general partner, or managing member of those vehicles. Its commercial model combines asset-based management fees with performance-linked fees. The firm does not self-identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3
  • LANCELOT ESTEIBAR

    Chief Compliance OfficerCRD 6158691

  • TODD BUILIONE

    CEOCRD 4001697

  • COURTNEY LEWIS

    Partner, General Counsel and Chief Compliance OfficerCRD 6465553

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 6

Active vs passive

$69.4M in ETFs

Passive

100%

$69.4M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
VanEck Gold Miners ETF (GDX)VanEckPassiveEquity Precious Metals$31.3M1,063,42045.19%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
66 Hudson Blvd E
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth