LGT CAPITAL PARTNERS (USA) INC.

RIASEC RegisteredEst. 2012
Total AUM
$59.8B
Discretionary
$35.9B
60% of AUM
Avg account
$356M
Accounts
168
Employees
78
Advisory reps
8

Firm details

Headquarters
New York, New York
CRD number
160437
Registered since
March 19, 2012
Custodians
BNP PARIBAS SECURITIES CORP., BNP PARIBAS SECURITIES CORP.
Fee structure
Percentage of AUM, Performance Based Fees, Other
Client types
  • Other Investment Advisers91.55%
  • Other3.67%
  • State / Municipal Government3.58%
  • Corporations / Businesses0.95%
  • Charitable Organizations0.16%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

LGT Capital Partners (USA) Inc. is the U.S. corporate arm of a foreign-owned investment firm, registered with the SEC in 2012. The firm serves institutional clients and operates primarily as an adviser to pooled investment vehicles and to businesses or institutions, with responsibilities that include selecting other managers. It is organized to act in roles such as sponsor/GP of pooled vehicles and as a CPO/CTA. The firm charges percentage-of-AUM fees and also collects performance-based compensation, and it identifies itself as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Private Funds 78%, Non-Exchange Traded Equities 9%, Other 9%, Exchange Traded Equities 2%, Cash & Cash Equivalents 1%78%
  • Private Funds78%
  • Non-Exchange Traded Equities9%
  • Other9%
  • Exchange Traded Equities2%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3
  • JOHANN VON BAUM

    Chief Risk and Compliance OfficerCRD 6044555

  • JOHN KOSSOW

    CFOCRD 7274430

  • JOANNA GERSTNER

    Executive Director & Chief Compliance OfficerCRD 6304248

Contacts

3 of 5
  • MICHAEL JONES

    Advisory Board MemberCRD 4357853

  • SASCHA GRUBER

    PartnerCRD 6026885

  • DAVID ANDRYC

    PartnerCRD 1181816

Unlock 2 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1133 Avenue of the Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth