MARSHALL INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2019
Total AUM
$298M
Discretionary
$298M
100% of AUM
Avg account
$278K
Accounts
1,073
Employees
8
Advisory reps
8

Firm details

Headquarters
GREENWOOD VILLAGE, Colorado
CRD number
174817
Registered since
September 6, 2019
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI75.04%
  • Individuals24.48%
  • Corporations / Businesses0.22%
  • Charitable Organizations0.15%
  • Pension & Profit Sharing Plans0.11%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Marshall Investment Management, LLC is an independent, SEC-registered registered investment adviser organized as an LLC and operating as a capital allocator for individual and family clients. The firm mixes traditional advisory work—financial planning, portfolio management for individuals and small businesses, pension consulting support, and selection of outside advisers—with insurance brokerage services. Its fee model includes asset-based fees, hourly charges, and fixed fees. The adviser does not position itself as an ESG investor. Marshall Investment Management operates as an owner-run practice (owner type: individual) and uses third-party managers and alternative managers as part of its client solutions, rather than relying solely on in-house proprietary products.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Exchange Traded Equities 32%, Cash & Cash Equivalents 3%, US Government Bonds 1%64%
  • Public Funds/Mutual Funds64%
  • Exchange Traded Equities32%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Contacts

3 of 8
  • KRISTIN SCHOENFELDER

    Vice PresidentCRD 5534502

  • Samantha Chavarria

    Registered Administrative AssociateCRD 7512795

  • Diego Gallardo Antunez

    Relationship ManagerCRD 7359917

Unlock 5 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 192

Active vs passive

$193M in ETFs

Passive

82%

$157M

Active

14%

$35.7M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$20.2M47,04910.50%

Location

Primary office

GREENWOOD VILLAGE, CO

ARAPAHOE

Location

GREENWOOD VILLAGE, CO

Headquartered in GREENWOOD VILLAGE, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
ARAPAHOE
Address
5251 Dtc Pkwy
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth