Marshall Investment Management, LLC

RIASEC RegisteredEst. 2019
Total AUM
$298M
Discretionary
$298M
100% of AUM
Avg account
$278K
Accounts
1,073
Employees
8
Advisory reps
8

Firm details

Headquarters
Greenwood Village, Colorado
CRD number
174817
Registered since
September 6, 2019
Website
www.investwithmarshall.com
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI75.04%
  • Individuals24.48%
  • Corporations / Businesses0.22%
  • Charitable Organizations0.15%
  • Pension & Profit Sharing Plans0.11%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Marshall Investment Management, LLC is an independent registered investment adviser formed in 2019 and organized as an LLC. The firm serves individual and family clients and operates as a capital allocator, coordinating third‑party managers alongside in‑house advice. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting and selection of other advisers; it also functions as an insurance broker. Fees are assessed through a mix of percentage of AUM, hourly charges and fixed fees. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Exchange Traded Equities 32%, Cash & Cash Equivalents 3%, US Government Bonds 1%64%
  • Public Funds/Mutual Funds64%
  • Exchange Traded Equities32%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Contacts

3 of 8
  • Kristin Schoenfelder

    Kristin Schoenfelder

    Vice PresidentCRD 5534502

  • Samantha Chavarria

    Samantha Chavarria

    Registered Administrative AssociateCRD 7512795

  • Diego Gallardo Antunez

    Diego Gallardo Antunez

    Relationship ManagerCRD 7359917

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 192

Active vs passive

$193M in ETFs

Passive

82%

$157M

Active

14%

$35.7M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$20.2M47,04910.50%
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Location

Primary office

Greenwood Village, CO

Arapahoe

Location

Greenwood Village, CO

Headquartered in Greenwood Village, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Arapahoe
Address
5251 Dtc Pkwy
Time zone
MT (UTC-7)
Office locations

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