Alpha Capital Family Office, LLC

RIASEC Registered
Total AUM
$296M
Discretionary
$219M
74% of AUM
Avg account
$553K
Accounts
535
Employees
15
Advisory reps
8

Firm details

Headquarters
Greenwood Village, Colorado
CRD number
307521
Registered since
February 28, 2020
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI89.68%
  • Individuals6.82%
  • Corporations / Businesses2.55%
  • Charitable Organizations0.95%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Alpha Capital Family Office, LLC operates as an independent registered investment adviser organized as an LLC and registered with the SEC in 2020. The firm serves individual and family clients, offering financial planning and portfolio management services for individuals and small businesses. It describes itself as a capital allocator and charges clients via a blend of percentage-of-AUM and fixed fees. The firm does not identify as an active ESG investor, does not serve as a pension consultant, and is not listed as a related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 30%, Public Funds/Mutual Funds 28%, Other 22%, State & Local Bonds 19%, Cash & Cash Equivalents 1%30%
  • Exchange Traded Equities30%
  • Public Funds/Mutual Funds28%
  • Other22%
  • State & Local Bonds19%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • Maxwell Smith

    Maxwell Smith

    Founding Partner & COOCRD 5636234

  • Michael Dieschbourg

    Michael Dieschbourg

    CEO, CIO, Founding PartnerCRD 1177925

Contacts

3 of 6
  • Jacob Guinn

    Jacob Guinn

    Relationship ManagerCRD 4228149

  • Christopher Baxter

    Christopher Baxter

    Financial AdvisorCRD 6900858

  • Christopher Conmy

    Christopher Conmy

    Family Wealth AdvisorCRD 5634864

Unlock 3 more contacts →

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Greenwood Village, CO

Arapahoe

Location

Greenwood Village, CO

Headquartered in Greenwood Village, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Arapahoe
Address
5750 S Ulster Cir E
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth