Marathon Capital Markets, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
—
Advisory reps
79
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
103767
Registered since
June 9, 2000

Firm profile

FINTRX

Overview

Marathon Capital Markets, LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 2000. Ownership is listed as a combination of a domestic entity and an individual. Regulatory and operational attributes shown in the reporting indicate Marathon Capital Markets, LLC does not act as a capital allocator, is not identified as an active ESG investor, and is not registered as a multi-state adviser. It is also not listed as a pension consultant or a related adviser. The snapshot marks the firm as an established adviser rather than a newly formed entity. The firm did not provide public details on core business lines such as its client segments, fee structure, specific advisory activities, or typical investment preferences. Separate fields for activities and affiliations were left blank in the available disclosure.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Richard Brandt

    Richard Brandt

    Founder and Chief Executive OfficerCRD 4762272

  • Philippe Lavertu

    Philippe Lavertu

    Chief Operating OfficerCRD 5808785

  • YingJen Zhao Fieldstone

    YingJen Zhao Fieldstone

    Chief Strategy OfficerCRD 6504569

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Contacts

3 of 74
  • Robert Campbell

    FinOpCRD 1349154

  • Matthew Shanahan

    Matthew Shanahan

    Managing DirectorCRD 2839069

  • Jorge Rodriguez

    Jorge Rodriguez

    Managing DirectorCRD 2929350

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
200 W Madison St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth