MAIN STREET RESEARCH LLC
Firm details
- Headquarters
- LAKEVILLE, Connecticut
- CRD number
- 114629
- Registered since
- November 14, 2000
- Website
- www.ms-research.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI95.2%
- Individuals2.53%
- Charitable Organizations1.64%
- Pension & Profit Sharing Plans0.63%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Main Street Research LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2000. The firm serves both high-net-worth individuals and families as well as institutional clients, charging a mix of percentage-of-AUM and performance-based fees. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, and educational seminars. Main Street Research identifies as an active ESG investor and makes use of external alternative managers for real estate allocations. The firm has been recognized in industry rankings, including listings by Financial Times (Top 300 RIA Firms, 2020), FA Magazine (Top RIA Firms, 2020), and Forbes (Top RIA Firms, 2022; America's Top RIA Firms, 2023; Top RIA Firms, 2024).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities79%
- Investment Grade Corp Bonds16%
- US Government Bonds3%
- Cash & Cash Equivalents2%
Owners & executives
1 of 1LILY TAFT
Partner & Chief Strategy OfficerCRD 6395251
Contacts
3 of 16Stephanie Andersen
Co-DirectorCRD 6639235
MATTHEW NORTHROP
Private Client AdvisorCRD 6098000
Natalie McMahon
PartnerCRD 7217699
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 28Active vs passive
$342M in ETFs
100%
$342M
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES INTERNATIONAL SMALL-CAP EQUITY FACTOR ETF (ISCF) | BlackRock | Passive | Foreign Small/Mid Blend | $81.9M | 1,958,627 | 23.94% |
Location
LAKEVILLE, CT
LITCHFIELD
Location
LAKEVILLE, CT
Headquartered in LAKEVILLE, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- LITCHFIELD
- Address
- 342 Main St
- Time zone
- ET (UTC-5)
- Office locations
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