Main Street Advisors
Firm details
- Headquarters
- Santa Monica, California
- CRD number
- 305170
- Registered since
- August 22, 2019
- Website
- www.mainstreetadvisors.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- HNWI74.02%
- Pooled Investment Vehicles18.33%
- State / Municipal Government7.16%
- Charitable Organizations0.49%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Main Street Advisors is a multi-faceted investment manager that operates as an LLC and is registered with the SEC since 2019. The firm functions across hedge fund and private equity strategies while also acting as a sponsor and managing member of pooled vehicles. Its client mix includes high-net-worth individuals, families and institutional investors. Compensation blends a percentage-of-AUM model with performance-based fees. Regulatory and business activities noted for the firm include CPO/CTA responsibilities, portfolio management for individuals, pooled vehicles and institutions, and selection of other advisers. Main Street Advisors does not identify as an active ESG investor and is not a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Non-Exchange Traded Equities45%
- Private Funds34%
- Exchange Traded Equities11%
- US Government Bonds6%
- Cash & Cash Equivalents3%
Owners & executives
3 of 4
Paul Wachter
Founder and CEOCRD 2183412
James Potts
Chief Financial OfficerCRD 6411792
Christine Banian
Chief Operating OfficerCRD 4213420
Contacts
2 of 2
Todd Rosen
General CounselCRD 7090551
Christopher Fillo
Co-Founder and Vice ChairmanCRD 2258454
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 7Active vs passive
$78.2M in ETFs
94%
$73.5M
6%
$4.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $52.9M | 70,798 | 67.58% |
Location
Santa Monica, CA
Los Angeles
Location
Santa Monica, CA
Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 3110 Main St
- Time zone
- PT (UTC-8)
- Office locations
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