Ocean Park Asset Management, LLC

RIASEC RegisteredEst. 2007

Total AUM

$3.9B

Discretionary

$3.9B

100% of AUM

Avg account

$17.4M

Accounts

226

Employees

Advisory reps

Firm details

Headquarters: Santa Monica, California
CRD number: 145634
Registered since: November 30, 2007
Website: www.oceanparkam.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Investment Companies99.37%
Individuals0.44%
HNWI0.18%
Services: Portfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Ocean Park Asset Management, LLC is an institutional registered investment adviser (SEC-registered in 2007) organized as a limited liability company that provides fee-based portfolio management. The firm advises both individual and family clients as well as institutional investors, charging a percentage of assets under management. Its advisory scope includes portfolio management for individuals and small businesses and portfolio management for investment companies. Ocean Park does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds100%

Owners & executives

3 of 7

Albert Schweiss
Chief Executive OfficerCRD 1676345
Erik Morris
Chief Compliance OfficerCRD 5250688
Kristine Stromeyer
Chief Financial Officer & Chief Operations OfficerCRD 6707153