Ocean Park Asset Management, LLC

RIASEC RegisteredEst. 2007

Total AUM

$3.9B

Discretionary

$3.9B

100% of AUM

Avg account

$17.4M

Accounts

226

Employees

Advisory reps

Firm details

Headquarters: Santa Monica, California
CRD number: 145634
Registered since: November 30, 2007
Website: www.oceanparkam.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: Investment Companies99.37%
Individuals0.44%
HNWI0.18%
Services: Portfolio Management for IndividualsPortfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Ocean Park Asset Management, LLC is an SEC-registered investment adviser formed in 2007 and organized as a limited liability company with domestic and individual ownership. The firm manages portfolios for both individual and family clients as well as institutional investors, charging fees as a percentage of assets under management. Its advisory activity centers on portfolio management for individuals/small businesses and for investment companies. Ocean Park does not identify as an active ESG investor and is not listed as a multi-state adviser in its regulatory snapshot.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds100%

Owners & executives

3 of 7

Albert Schweiss
Chief Executive OfficerCRD 1676345
Erik Morris
Chief Compliance OfficerCRD 5250688
Kristine Stromeyer
Chief Financial Officer & Chief Operations OfficerCRD 6707153