OCEAN PARK ASSET MANAGEMENT, LLC
Firm details
- Headquarters
- SANTA MONICA, California
- CRD number
- 145634
- Registered since
- November 30, 2007
- Website
- www.oceanparkam.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies99.37%
- Individuals0.44%
- HNWI0.18%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Ocean Park Asset Management, LLC is an SEC‑registered investment adviser organized as a limited liability company and operating since 2007. The firm manages portfolios for individuals, families and institutional clients, including pooled investment vehicles, and charges fees as a percentage of assets under management. Its advisory services focus on discretionary portfolio management for individuals/small businesses and for investment companies. The firm does not identify as an active ESG investor. Ocean Park’s ownership is listed as a combination of domestic entities and individuals. The firm is classified as an unclassified adviser in the source data and is not described as a capital allocator or pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds100%
Owners & executives
3 of 7James St. Aubin
Chief Investment OfficerCRD 3114113
RYAN HARDER
Chief Investment StrategistCRD 4791838
Annalisa Donati
Chief Financial OfficerCRD 7993112
Contacts
3 of 14DAVID WRIGHT
Co-Founder & Managing DirectorCRD 1466125
TIANA BRENNEISE
Director, National AccountsCRD 6372666
GABRIEL BERNARDI
Internal WholesalerCRD 7330726
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 112Active vs passive
$2.6B in ETFs
75%
$1.9B
11%
$646M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF (USHY) | BlackRock | Passive | High Yield Bond | $262M | 7,098,608 | 10.20% |
Location
SANTA MONICA, CA
LOS ANGELES
Location
SANTA MONICA, CA
Headquartered in SANTA MONICA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- LOS ANGELES
- Address
- 3420 Ocean Park Blvd
- Time zone
- PT (UTC-8)
- Office locations
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