Ocean Park Asset Management, LLC
Firm details
- Headquarters
- Santa Monica, California
- CRD number
- 145634
- Registered since
- November 30, 2007
- Website
- www.oceanparkam.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies99.37%
- Individuals0.44%
- HNWI0.18%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Ocean Park Asset Management, LLC is an SEC-registered investment adviser formed in 2007 and organized as a limited liability company with domestic and individual ownership. The firm manages portfolios for both individual and family clients as well as institutional investors, charging fees as a percentage of assets under management. Its advisory activity centers on portfolio management for individuals/small businesses and for investment companies. Ocean Park does not identify as an active ESG investor and is not listed as a multi-state adviser in its regulatory snapshot.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds100%
Owners & executives
3 of 7James St. Aubin
Chief Investment OfficerCRD 3114113
Ryan Harder
Chief Investment StrategistCRD 4791838
Annalisa Donati
Chief Financial OfficerCRD 7993112
Contacts
3 of 14
David Wright
Co-Founder & Managing DirectorCRD 1466125
Tiana Brenneise
Director, National AccountsCRD 6372666
Gabriel Bernardi
Internal WholesalerCRD 7330726
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 101Active vs passive
$3B in ETFs
71%
$2.1B
16%
$890M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF (USHY) | BlackRock | Passive | High Yield Bond | $307M | 8,293,739 | 10.14% |
Location
Santa Monica, CA
Los Angeles
Location
Santa Monica, CA
Headquartered in Santa Monica, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 3420 Ocean Park Blvd
- Time zone
- PT (UTC-8)
- Office locations
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