M3F, INC.

RIASEC RegisteredEst. 2009
Total AUM
$778M
Discretionary
$778M
100% of AUM
Avg account
$778M
Accounts
1
Employees
6
Advisory reps
2

Firm details

Headquarters
SALT LAKE CITY , Utah
CRD number
151191
Registered since
October 8, 2009
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

M3f, Inc. is a corporation operating as a hedge fund manager that targets institutional investors. The firm is SEC-registered since 2009 and conducts portfolio management for pooled investment vehicles, acting in sponsor/GP and managing-member roles for its funds. Its compensation model combines an asset-based fee with performance-linked fees. M3f, Inc. does not self-identify as an ESG-focused investor and does not report multi-state adviser status or pension consulting activities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

2 of 2
  • JASON STOCK

    Managing DirectorCRD 2817051

  • WILLIAM WALLER

    Managing DirectorCRD 5467541

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SALT LAKE CITY , UT

SALT LAKE

Location

SALT LAKE CITY , UT

Headquartered in SALT LAKE CITY , UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
SALT LAKE
Address
2070 E 2100 S
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth