M3f, Inc.

RIASEC RegisteredEst. 2009
Total AUM
$778M
Discretionary
$778M
100% of AUM
Avg account
$778M
Accounts
1
Employees
6
Advisory reps
2

Firm details

Headquarters
Salt Lake City , Utah
CRD number
151191
Registered since
October 8, 2009
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

M3f, Inc. is a corporation that operates as a hedge fund manager serving institutional investors. The adviser has been SEC-registered since 2009 and is owned by an individual. Its primary advisory activity is portfolio management for pooled investment vehicles, and it also acts as sponsor, general partner and managing member of those vehicles. The firm charges a combination of a percentage-of-assets fee and performance-based fees. M3f, Inc. is not identified as an active ESG investor and is not designated as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Jason Stock

    Managing DirectorCRD 2817051

  • William Waller

    Managing DirectorCRD 5467541

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Salt Lake City , UT

Salt Lake

Location

Salt Lake City , UT

Headquartered in Salt Lake City , UT, anchoring the Salt Lake City-Provo-Orem, UT metro in the West.

Metro area
Salt Lake City-Provo-Orem, UT
Region
West
County
Salt Lake
Address
2070 E 2100 S
Time zone
MT (UTC-7)
Office locations

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