M3 WEALTH MANAGEMENT

RIASEC RegisteredEst. 2025
Total AUM
$160M
Discretionary
$160M
100% of AUM
Avg account
$187K
Accounts
858
Employees
3
Advisory reps
3

Firm details

Headquarters
NORTH ROYALTON, Ohio
CRD number
335612
Registered since
April 21, 2025
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI56.17%
  • Individuals43.83%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

M3 Wealth Management is a privately owned limited liability company that registered with the SEC in 2025. The firm serves individual and family clients and operates as a capital allocator, selecting outside managers alongside direct portfolio management. Its advisory services include portfolio management for individuals and small businesses, portfolio management for businesses or institutions, pension consulting services, and the selection of other advisers. Fees are charged as a percentage of assets under management and via fixed-fee arrangements. The firm does not identify as an active ESG investor and is not designated as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 51%, Public Funds/Mutual Funds 27%, US Government Bonds 19%, Cash & Cash Equivalents 3%51%
  • Exchange Traded Equities51%
  • Public Funds/Mutual Funds27%
  • US Government Bonds19%
  • Cash & Cash Equivalents3%

Owners & executives

1 of 1
  • Jonathan Kasting

    Chief Compliance OfficerCRD 7176479

Contacts

2 of 2
  • Mark Pinzone

    Managing PartnerCRD 2252556

  • MICHAEL DONNELLAN

    Managing PartnerCRD 2052675

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 11

Active vs passive

$68M in ETFs

Passive

84%

$57M

Active

0%

$11M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG)Vanguard$11M51,32816.23%

Location

Primary office

NORTH ROYALTON, OH

CUYAHOGA

Location

NORTH ROYALTON, OH

Headquartered in NORTH ROYALTON, OH, anchoring the Cleveland-Akron-Canton, OH metro in the Midwest.

Metro area
Cleveland-Akron-Canton, OH
Region
Midwest
County
CUYAHOGA
Address
17601 W 130th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth