M3 Advisory Group, LLC
Firm details
- Headquarters
- ,
- CRD number
- 156208
- Registered since
- April 23, 2021
- Website
- m3ag.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI86.55%
- Pension & Profit Sharing Plans10.23%
- Individuals2.92%
- Corporations / Businesses0.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
M3 Advisory Group, LLC is an independent, owner-operated registered investment adviser formed as an LLC and SEC-registered in 2021. The firm serves individual and family clients and describes itself as a capital allocator—meaning it places client assets with third‑party managers in addition to managing portfolios directly. Core services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension‑related consulting listed among its advisory activities. Fee arrangements include a percentage-of-AUM model alongside hourly and fixed-fee options. The firm does not identify as an active ESG investor in the provided data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Cash & Cash Equivalents25%
- Public Funds/Mutual Funds5%
- Investment Grade Corp Bonds3%
- US Government Bonds1%
Owners & executives
1 of 1Nicholas Jeffries
Chief Compliance OfficerCRD 7704690
Contacts
3 of 4
John Jeffries
Co-Founder & Managing DirectorCRD 1332202
Mark Scionti
Investment Advisor RepresentativeCRD 1425426
Andrew Mazzola
AnalystCRD 7973006
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 111Active vs passive
$179M in ETFs
91%
$162M
<1%
$17M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG) | Vanguard | $15.7M | 66,470 | 8.78% |
Location
, null
Location
, null
Headquartered in , null.
- Office locations
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