M3 Advisory Group, LLC

RIASEC RegisteredEst. 2021
Total AUM
$342M
Discretionary
$307M
90% of AUM
Avg account
$510K
Accounts
671
Employees
6
Advisory reps
5

Firm details

Headquarters
Needham Heights, Massachusetts
CRD number
156208
Registered since
April 23, 2021
Website
m3ag.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI86.55%
  • Pension & Profit Sharing Plans10.23%
  • Individuals2.92%
  • Corporations / Businesses0.29%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

M3 Advisory Group, LLC is an independent registered investment adviser formed as an LLC and operating primarily for individual and family clients. The firm offers financial planning and portfolio management for individuals and small businesses, along with pension consulting and selection-of-other-advisers services. Its fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. The adviser identifies itself as a capital allocator and is not flagged as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 65%, Cash & Cash Equivalents 25%, Public Funds/Mutual Funds 5%, Investment Grade Corp Bonds 3%, US Government Bonds 1%, State & Local Bonds 1%65%
  • Exchange Traded Equities65%
  • Cash & Cash Equivalents25%
  • Public Funds/Mutual Funds5%
  • Investment Grade Corp Bonds3%
  • US Government Bonds1%

Owners & executives

1 of 1

  • Nicholas Jeffries

    Chief Compliance OfficerCRD 7704690

Contacts

3 of 4
  • John Jeffries

    John Jeffries

    Co-Founder & Managing DirectorCRD 1332202

  • Jake Gigliotti

    Jake Gigliotti

    AnalystCRD 7992491

  • Andrew Mazzola

    Andrew Mazzola

    AnalystCRD 7973006

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 111

Active vs passive

$179M in ETFs

Passive

91%

$162M

Active

<1%

$17M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG)Vanguard$15.7M66,4708.78%
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Location

Primary office

Needham Heights, MA

Norfolk

Location

Needham Heights, MA

Headquartered in Needham Heights, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Norfolk
Address
60 Kendrick St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth