M3 ADVISORY GROUP, LLC
Firm details
- Headquarters
- NEEDHAM HEIGHTS, Massachusetts
- CRD number
- 156208
- Registered since
- April 23, 2021
- Website
- m3ag.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI86.55%
- Pension & Profit Sharing Plans10.23%
- Individuals2.92%
- Corporations / Businesses0.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
M3 Advisory Group, LLC is an independent registered investment adviser structured as an LLC and registered with the SEC in 2021. The firm serves individual and family clients and describes itself as an active capital allocator. Its advice offerings include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. Fee arrangements are varied and include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm does not flag itself as an ESG-focused or multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities65%
- Cash & Cash Equivalents25%
- Public Funds/Mutual Funds5%
- Investment Grade Corp Bonds3%
- US Government Bonds1%
Owners & executives
1 of 1Nicholas Jeffries
Chief Compliance OfficerCRD 7704690
Contacts
3 of 4JOHN JEFFRIES
Managing DirectorCRD 1332202
Jake Gigliotti
AnalystCRD 7992491
ANDREW MAZZOLA
AnalystCRD 7973006
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 103Active vs passive
$154M in ETFs
90%
$139M
1%
$14.9M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD DIVIDEND APPRECIATION INDEX FUND (VIG) | Vanguard | $13.7M | 63,599 | 8.90% |
Location
NEEDHAM HEIGHTS, MA
NORFOLK
Location
NEEDHAM HEIGHTS, MA
Headquartered in NEEDHAM HEIGHTS, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- NORFOLK
- Address
- 60 Kendrick St
- Time zone
- ET (UTC-5)
- Office locations
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