LWM ADVISORY SERVICES, LLC

RIASEC RegisteredEst. 2014
Total AUM
$1.1B
Discretionary
$810M
74% of AUM
Avg account
$549K
Accounts
1,987
Employees
10
Advisory reps
8

Firm details

Headquarters
PLANTATION, Florida
CRD number
172009
Registered since
July 30, 2014
Custodians
LPL FINANCIAL LLC, PERSHING LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI46.05%
  • Pension & Profit Sharing Plans27.63%
  • Individuals21.36%
  • Corporations / Businesses4.59%
  • Charitable Organizations0.37%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

LWM Advisory Services, LLC is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2014. The firm acts as a capital allocator and serves both individual/family and institutional clients. Its revenue model combines AUM-based fees and fixed fees. Core advisory offerings include financial planning and portfolio management for individuals, small businesses, and institutions, plus pension consulting and evaluating third-party advisers. LWM does not identify as an active ESG investor and reports industry relationships with insurance companies and pension consultant roles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 84%, Investment Grade Corp Bonds 8%, Cash & Cash Equivalents 4%, State & Local Bonds 3%, US Government Bonds 1%84%
  • Public Funds/Mutual Funds84%
  • Investment Grade Corp Bonds8%
  • Cash & Cash Equivalents4%
  • State & Local Bonds3%
  • US Government Bonds1%

Owners & executives

1 of 1
  • II REYMANN

    Chief Compliance OfficerCRD 2125005

Contacts

3 of 7
  • TONY DUBOSE

    Managing DirectorCRD 2600996

  • BARBARA SACHAROW

    Senior AdvisorCRD 4923423

  • SONJA KOPPENWALLNER

    Senior AdvisorCRD 4960228

Unlock 4 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 40

Active vs passive

$59.4M in ETFs

Passive

84%

$49.6M

Active

10%

$9.8M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$14.2M21,87323.96%

Location

Primary office

PLANTATION, FL

BROWARD

Location

PLANTATION, FL

Headquartered in PLANTATION, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
BROWARD
Address
1250 S Pine Island Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth