Niles Investment Management, LLC

RIASEC RegisteredEst. 2024
Total AUM
$185M
Discretionary
$185M
100% of AUM
Avg account
$46.4M
Accounts
4
Employees
4
Advisory reps
3

Firm details

Headquarters
Plantation, Florida
CRD number
329384
Registered since
March 21, 2024
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Pooled Investment Vehicles100%
Services
Portfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Niles Investment Management, LLC is organized as a limited liability company and operates as a hedge fund manager focused on pooled investment vehicles. The firm registered with the SEC in 2024 and describes its client base as institutional. Its advisory activity centers on portfolio management for pooled vehicles, and it engages in sponsor/GP and other manager roles for those vehicles. Regulatory/industry affiliations include acting as an investment adviser and as a CPO/CTA. Ownership is listed as individual. The firm charges both a percentage-of-assets fee and performance-based fees, a typical alignment for hedge fund strategies. Niles identifies itself as an active ESG investor, and it is not structured as a multi-state adviser, pension consultant, or capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • George Wood

    Chief Compliance OfficerCRD 8060173

Contacts

2 of 2
  • Jennifer Niles

    MemberCRD 7852492

  • Daniel Niles

    Founder & Portfolio ManagerCRD 2091855

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 3

Active vs passive

$83.7M in ETFs

Passive

100%

$83.7M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT ETF (RSP)InvescoPassiveLarge Blend$36M169,38843.08%

Location

Primary office

Plantation, FL

Broward

Location

Plantation, FL

Headquartered in Plantation, FL, anchoring the Miami-Port St. Lucie-Fort Lauderdale, FL metro in the South.

Metro area
Miami-Port St. Lucie-Fort Lauderdale, FL
Region
South
County
Broward
Address
7901 Sw 6th Ct
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth