LUCID CAPITAL MARKETS, LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
80
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
140345
Registered since
April 25, 2006

Firm profile

FINTRX

Overview

Lucid Capital Markets, LLC is organized as a limited liability company and has been SEC-registered since 2006. Public filings classify the firm as "unclassified" and identify ownership as a combination of a domestic entity and an individual. The firm does not present itself as a capital allocator and is not flagged as an active ESG investor. It is also not registered as a multi-state adviser, not listed as a newly formed adviser, and is not identified as a pension consultant or related adviser in the provided data. The dataset contains minimal disclosure about the firm’s client base, fee schedule, business lines or advisory activities, so the precise client segments served and services offered are not detailed here. Available indicators suggest a relatively limited public footprint rather than a broad, multi-state advisory platform.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • JARED MALBIN

    Chief Operating OfficerCRD 3090059

  • DAVID ROSENBERG

    Chief Executive OfficerCRD 2687902

  • FADY TANIOS

    CEOCRD 4213894

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Contacts

3 of 75
  • MATTHEW HANLEY

    Investment Banking Senior AssociateCRD 7155661

  • ELEMER PIROS

    Managing DirectorCRD 4521738

  • ENRICO RUSSO

    Associate DirectorCRD 4067512

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
New York Stock Exchange Wall
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth