Lowery Thomas, LLC

RIASEC RegisteredEst. 2000

Total AUM

$386M

Discretionary

$225M

58% of AUM

Avg account

$625K

Accounts

617

Employees

6

Advisory reps

3

Firm details

Headquarters: ,
CRD number: 110058
Registered since: December 19, 2000
Website: www.lowerythomas.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM
Client types: HNWI90.73%
Individuals7.97%
Corporations / Businesses1.3%
Services: Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Lowery Thomas, LLC is an independent registered investment adviser founded in 2000 and organized as a limited liability company under individual ownership. The firm focuses on fee-based wealth management for individuals and families, offering financial planning and discretionary and non‑discretionary portfolio management for individuals and small businesses. It reports a percentage-of-AUM fee model and does not identify as an active ESG investor. Lowery Thomas uses third‑party accounting relationships as part of its industry network.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities80%
US Government Bonds8%
Public Funds/Mutual Funds7%
Cash & Cash Equivalents5%

Contacts

3 of 3

Mark Vicencio
Founder & PresidentCRD 4105009
David Lowery
Founder & Director of InvestmentsCRD 2704968
Kenneth Cala
Founder & Director of PlanningCRD 4357683

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 54

Active vs passive

$201M in ETFs

Passive

94%

$189M

Active

5%

$11.9M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SCHWAB US LARGE-CAP GROWTH ETF (SCHG)	Schwab	Passive	Large Growth	$25M	737,508	12.40%

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Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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