Lord and Richards

RIASEC RegisteredEst. 2023
Total AUM
$129M
Discretionary
$129M
100% of AUM
Avg account
$94.5K
Accounts
1,363
Employees
18
Advisory reps
9

Firm details

Headquarters
Highlands Ranch, Colorado
CRD number
328907
Registered since
December 15, 2023
Website
lordandrichards.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • Individuals55.98%
  • HNWI44.02%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Lord and Richards is an independent registered investment adviser organized as a limited liability company. The firm serves individual and family clients, offering financial planning and portfolio management for individuals and small businesses. It charges clients based on a percentage of assets under management and does not present itself as a capital allocator or an active ESG investor. Filings list an insurance company affiliation among industry ties.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 80%, Exchange Traded Equities 15%, Cash & Cash Equivalents 5%80%
  • Public Funds/Mutual Funds80%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents5%

Contacts

3 of 9
  • William Meyers

    William Meyers

    Director of Financial PlanningCRD 5666018

  • Andrew Stenzel

    Andrew Stenzel

    Lead AdvisorCRD 6232864

  • Colin Richards

    Colin Richards

    Founder & PresidentCRD 6371463

Unlock 6 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Highlands Ranch, CO

Douglas

Location

Highlands Ranch, CO

Headquartered in Highlands Ranch, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Douglas
Address
8744 Kendrick Castillo Way
Time zone
MT (UTC-7)
Office locations

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