ASSET STRATEGIES GROUP, LLC

RIASEC Registered
Total AUM
$58M
Discretionary
$0
0% of AUM
Avg account
$209K
Accounts
278
Employees
3
Advisory reps
3

Firm details

Headquarters
HIGHLANDS RANCH, Colorado
CRD number
152060
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI71.39%
  • Individuals28.61%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Asset Strategies Group, LLC is a privately held limited liability company that provides portfolio management for individuals and small businesses. The firm serves individual and family clients and charges advisory fees on a percentage-of-AUM basis while also offering hourly billing for certain services. It does not identify as an active ESG investor, does not serve as a capital allocator, and is not registered as a multi-state adviser. Advisory activity is focused on non-discretionary relationships, according to filings.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 72%, Exchange Traded Equities 24%, Cash & Cash Equivalents 4%72%
  • Public Funds/Mutual Funds72%
  • Exchange Traded Equities24%
  • Cash & Cash Equivalents4%

Contacts

3 of 3
  • JAMES BEAUDREAU

    Investment Advisor RepresentativeCRD 2405436

  • THOMAS LARSEN

    Co-FounderCRD 4596220

  • CONNIE TERRELL

    Co-Founder & Managing MemberCRD 4818623

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

HIGHLANDS RANCH, CO

DOUGLAS

Location

HIGHLANDS RANCH, CO

Headquartered in HIGHLANDS RANCH, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DOUGLAS
Address
1745 Shea Center Dr
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth