Lombard Advisers Incorporated

RIASEC RegisteredEst. 2019

Total AUM

$670M

Discretionary

$245M

37% of AUM

Avg account

$460K

Accounts

1,456

Employees

41

Advisory reps

36

Firm details

Headquarters: Baltimore, Maryland
CRD number: 108231
Registered since: April 12, 2019
Website: golombard.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals53.27%
HNWI23.08%
Pension & Profit Sharing Plans14.25%
Charitable Organizations9.37%
Corporations / Businesses0.04%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Lombard Advisers Incorporated is a corporate-structured registered investment adviser that began SEC registration in 2019. The firm is classified as a non-independent retail RIA and identifies as a capital allocator that serves both individual/family and institutional clients. Its fee model combines percentage-of-AUM charges with fixed fees. Advisory services listed include portfolio management for individuals, small businesses and institutions, pension consulting services, and the selection of other advisers. Lombard has industry links to a broker-dealer and an insurance company and is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities50%
Public Funds/Mutual Funds44%
Cash & Cash Equivalents3%
Non-Investment Grade Corp Bonds2%
US Government Bonds1%

Owners & executives

3 of 3

William Socha
Co-CEO & CFOCRD 712323
Terry Donlan Welker
Chief Compliance OfficerCRD 2825889
Charles Fox
Co-ceoCRD 1201770

Contacts

3 of 33

Joseph Sonnier
Financial AdvisorCRD 8078685
Gary Collier
Investment Broker & Financial AdvisorCRD 873890
David Guensch
Financial AdvisorCRD 1769051

Unlock 30 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Baltimore, MD

Baltimore City

Location

Baltimore, MD

Headquartered in Baltimore, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area: Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region: South
County: Baltimore City
Address: 1820 Lancaster St
Time zone: ET (UTC-5)
Office locations

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