Lombard Advisers Incorporated

RIASEC RegisteredEst. 2019

Total AUM

$670M

Discretionary

$245M

37% of AUM

Avg account

$460K

Accounts

1,456

Employees

41

Advisory reps

35

Firm details

Headquarters: Baltimore, Maryland
CRD number: 108231
Registered since: April 12, 2019
Website: golombard.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals53.27%
HNWI23.08%
Pension & Profit Sharing Plans14.25%
Charitable Organizations9.37%
Corporations / Businesses0.04%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Lombard Advisers Incorporated is a corporate-structured registered investment adviser that began SEC registration in 2019. The firm is classified as a non-independent retail RIA and identifies as a capital allocator that serves both individual/family and institutional clients. Its fee model combines percentage-of-AUM charges with fixed fees. Advisory services listed include portfolio management for individuals, small businesses and institutions, pension consulting services, and the selection of other advisers. Lombard has industry links to a broker-dealer and an insurance company and is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities50%
Public Funds/Mutual Funds44%
Cash & Cash Equivalents3%
Non-Investment Grade Corp Bonds2%
US Government Bonds1%

Owners & executives

3 of 3

William Socha
Co-CEO & CFOCRD 712323
Charles Fox
Co-ceoCRD 1201770
Terry Donlan Welker
Chief Compliance OfficerCRD 2825889

Contacts

3 of 32

Harvey Byrd
Investment Advisor RepresentativeCRD 5202142
Peter Wilkinson
Financial AdvisorCRD 4504077
Carrie Busse
Investment Advisor RepresentativeCRD 4270168

Unlock 29 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

Baltimore, MD

Baltimore City

Location

Baltimore, MD

Headquartered in Baltimore, MD, anchoring the Washington-Baltimore-Arlington, DC-MD-VA-WV-PA metro in the South.

Metro area: Washington-Baltimore-Arlington, DC-MD-VA-WV-PA
Region: South
County: Baltimore City
Address: 1820 Lancaster St
Time zone: ET (UTC-5)
Office locations

Similar firms

Savano Direct Capital Partners, LLC

Baltimore, MD

AUM $519MTEAM 10REPS 6

&Wealth Partners

Baltimore, MD

AUM $508MTEAM 5REPS 3

ABR Capital Partners, LLC

Baltimore, MD

AUM $487MTEAM 26REPS 11

Buttonwood Financial Advisors, Inc.

Baltimore, MD

AUM $483MTEAM 8REPS 5

Armstrong Dixon

Baltimore, MD

AUM $448MTEAM 9REPS 6

A.G. Campbell Advisory, LLC

Baltimore, MD

AUM $404MTEAM 5REPS 4

More RIAs in Baltimore →All Maryland RIAs →