Locke Asset Management

Overview

Locke Asset Management is an independent registered investment adviser organized as an LLC that serves individuals, families and a small-business client base. The firm’s advisory work centers on financial planning and discretionary portfolio management for individual and small-business clients, using a fee mix of a percentage of assets under management and hourly charges for planning or consultative work. Investment emphasis tilts toward publicly traded equities; exchange-traded securities are the dominant allocation. The firm is not positioned as a capital allocator or pension consultant, and it does not present itself as an active ESG investor. Alternative exposure is part of the toolkit—real estate and commodities are listed as used strategies—while mutual funds supplement core allocations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices