Tanaka Capital Management Inc

RIASEC RegisteredEst. 1987
Total AUM
$69.4M
Discretionary
$69.4M
100% of AUM
Avg account
$3.3M
Accounts
21
Employees
3
Advisory reps
1

Firm details

Headquarters
Greenwich, Connecticut
CRD number
109888
Registered since
February 10, 1987
Website
tanaka.com
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Investment Companies53.46%
  • HNWI27.79%
  • Pension & Profit Sharing Plans13.1%
  • Individuals5.66%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Tanaka Capital Management Inc. is a small, privately owned advisory corporation that has been SEC-registered since 1987. The firm serves individual and family clients as well as institutional accounts, charging either a percentage of assets under management or fixed fees. Its advisory work focuses on discretionary portfolio management across individuals and small businesses, investment companies, and other business or institutional clients. Tanaka does not present itself as a capital allocator, is not active on ESG mandates, and does not identify as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 90%, Cash & Cash Equivalents 9%, US Government Bonds 1%90%
  • Exchange Traded Equities90%
  • Cash & Cash Equivalents9%
  • US Government Bonds1%

Contacts

1 of 1
  • Graham Tanaka

    Graham Tanaka

    PresidentCRD 2596702

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 6

Active vs passive

$28.6M in ETFs

Passive

100%

$28.6M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P SMALL-CAP ETF (IJR)BlackRockPassiveSmall Blend$28.4M220,21699.32%
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Location

Primary office

Greenwich, CT

Fairfield

Location

Greenwich, CT

Headquartered in Greenwich, CT, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Fairfield
Address
777 W Putnam Ave
Time zone
ET (UTC-5)
Office locations

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