LM CAPITAL GROUP, LLC

RIASEC RegisteredEst. 2002

Total AUM

$6.1B

Discretionary

$6.1B

100% of AUM

Avg account

$160M

Accounts

38

Employees

20

Advisory reps

6

Firm details

Headquarters: SAN DIEGO, California
CRD number: 120277
Registered since: April 1, 2002
Website: www.lmcapital.com
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM
Client types: State / Municipal Government92.54%
Other5.5%
Pension & Profit Sharing Plans1.63%
Other Investment Advisers0.34%
Services: Portfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

LM Capital Group, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2002. The firm primarily serves institutional clients and provides discretionary portfolio management for businesses and other institutions while also publishing periodicals or newsletters. Its client billing is based on a percentage-of-AUM fee model. The firm does not identify as an active ESG investor and does not position itself as a multi-state or pension consultant adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Other39%
US Government Bonds37%
Investment Grade Corp Bonds19%
Non-Investment Grade Corp Bonds2%
Cash & Cash Equivalents2%

Owners & executives

1 of 1

JEFFREY FRANKEL
Chief Compliance OfficerCRD 2268046

Contacts

3 of 5

JOHN CHALKER
Co-Founder & Managing DirectorCRD 719455
TOBIAS GORODZINSKY
ComptrollerCRD 1905586
LUIS MAIZEL
Senior Managing DirectorCRD 4415122

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

SAN DIEGO, CA

SAN DIEGO

Location

SAN DIEGO, CA

Headquartered in SAN DIEGO, CA, in the West of the United States.

Region: West
County: SAN DIEGO
Address: 750 B St
Time zone: PT (UTC-8)
Office locations

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