LM Capital Group, LLC

RIASEC RegisteredEst. 2002

Total AUM

$6.1B

Discretionary

$6.1B

100% of AUM

Avg account

$160M

Accounts

Employees

Advisory reps

Firm details

Headquarters: San Diego, California
CRD number: 120277
Registered since: April 1, 2002
Website: www.lmcapital.com
Custodians: THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY, THE BANK OF NEW YORK MELLON
Fee structure: Percentage of AUM
Client types: State / Municipal Government92.54%
Other5.5%
Pension & Profit Sharing Plans1.63%
Other Investment Advisers0.34%
Services: Portfolio Management for Institutional ClientsPublication of Periodicals

Firm profile

FINTRX

Overview

LM Capital Group, LLC is an SEC-registered institutional investment adviser organized as a limited liability company and operating since 2002. The firm serves institutional clients and charges fees as a percentage of assets under management. Its advisory mandate emphasizes portfolio management for businesses and other institutions, and the firm also produces periodicals or newsletters as part of its activities. LM Capital Group is not positioned as an ESG-focused manager, is not a multi-state adviser, and does not act as a pension consultant.