Lloyd Park, LLC

RIASEC RegisteredEst. 2017
Total AUM
$168M
Discretionary
$168M
100% of AUM
Avg account
$14M
Accounts
12
Employees
1
Advisory reps
3

Firm details

Headquarters
,
CRD number
174032
Registered since
October 25, 2017
Custodians
CHARLES SCHWAB & CO., INC., GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM
Client types
  • HNWI97.02%
  • Charitable Organizations2.74%
  • Individuals0.24%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Lloyd Park, LLC is a small SEC-registered advisory firm formed as an LLC in 2017 that provides portfolio management primarily to individual and family clients. The firm charges fees based on a percentage of assets under management and focuses on discretionary portfolio management for individuals and small businesses. It is not positioned as a capital allocator or pension consultant, does not describe itself as an active ESG investor, and does not operate as a multi-state adviser according to the snapshot data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 50%, Public Funds/Mutual Funds 23%, US Government Bonds 14%, Cash & Cash Equivalents 8%, State & Local Bonds 2%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%50%
  • Exchange Traded Equities50%
  • Public Funds/Mutual Funds23%
  • US Government Bonds14%
  • Cash & Cash Equivalents8%
  • State & Local Bonds2%

Contacts

3 of 3

  • Richard Ford

    PresidentCRD 5976254

  • Julia Cormier

    Julia Cormier

    Advisory BoardCRD 2370014

  • Gery Sadzewicz

    Gery Sadzewicz

    CCOCRD 1090963

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 13

Active vs passive

$17.9M in ETFs

Passive

100%

$17.9M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$5.7M15,98531.98%
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Location

Primary office

, null

Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth