LFA

RIASEC Registered
Total AUM
$1.1B
Discretionary
$570M
52% of AUM
Avg account
$3.6M
Accounts
302
Employees
11
Advisory reps
13

Firm details

Headquarters
Lugano Ticino,
CRD number
152864
Registered since
February 3, 2010
Website
lfa.ch
Custodians
BANCA JULIUS BAER ZURIGO, BANQUE PICTET & CIE SA, EFG INTERNATIONAL AG
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types
  • HNWI84.94%
  • Individuals7.92%
  • Charitable Organizations7.14%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

LFA is an independent registered investment adviser formed for SEC registration in 2010 and organized as a corporation with mixed foreign-entity and individual ownership. The firm serves both individual/family and institutional clients and focuses on portfolio management for individuals and small businesses. Its fee arrangements are flexible and include percentage-of-AUM billing, hourly and fixed fees, and performance-based fees. LFA does not identify as an active ESG investor and is not registered as a multistate adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 63%, Investment Grade Corp Bonds 11%, Cash & Cash Equivalents 9%, Other 9%, Sovereign Bonds 4%, US Government Bonds 2%, Non-Investment Grade Corp Bonds 1%, Private Funds 1%63%
  • Exchange Traded Equities63%
  • Investment Grade Corp Bonds11%
  • Cash & Cash Equivalents9%
  • Other9%
  • Sovereign Bonds4%

Owners & executives

3 of 4
  • Paolo Panza

    Paolo Panza

    Chief Executive OfficerCRD 6629159

  • Massimo Borghesi

    Massimo Borghesi

    Chief Investment OfficerCRD 6859078

  • Monica Casillo

    Monica Casillo

    Chief Compliance OfficerCRD 6900712

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Contacts

3 of 9
  • Francesco Bernasconi

    Francesco Bernasconi

    Senior Relationship ManagerCRD 5751009

  • Tuomas Ahonen

    Tuomas Ahonen

    Portfolio ManagerCRD 7653078

  • Adrian Kempf

    Adrian Kempf

    Managing DirectorCRD 7779271

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 171

Active vs passive

$168M in ETFs

Passive

94%

$158M

Active

5%

$9.7M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$37.5M51,71722.40%
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Location

Primary office

Lugano Ticino, null

Location

Lugano Ticino, null

Headquartered in Lugano Ticino, null.

Address
Via F Pelli 3
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth