LEWIS CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2005
Total AUM
$180M
Discretionary
$180M
100% of AUM
Avg account
$979K
Accounts
184
Employees
1
Advisory reps
2

Firm details

Headquarters
Beverly Hills, California
CRD number
133619
Registered since
February 17, 2005
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI96.37%
  • Individuals2.63%
  • Corporations / Businesses1%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Lewis Capital Management is a small, privately held wealth advisory firm organized as an LLC that focuses on portfolio management for individuals, families and small businesses. The firm bills clients on a percentage-of-assets basis and also uses hourly fees for some engagements. Lewis Capital is SEC-registered since 2005, identifies its client base as individuals and families, and does not describe itself as an active ESG investor or as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 43%, US Government Bonds 30%, Cash & Cash Equivalents 16%, Investment Grade Corp Bonds 10%, Public Funds/Mutual Funds 1%43%
  • Exchange Traded Equities43%
  • US Government Bonds30%
  • Cash & Cash Equivalents16%
  • Investment Grade Corp Bonds10%
  • Public Funds/Mutual Funds1%

Contacts

2 of 2
  • DIANE LEWIS

    Vice PresidentCRD 8236180

  • SCOTT LEWIS

    OwnerCRD 4918055

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 35

Active vs passive

$330M in ETFs

Passive

77%

$253M

Active

18%

$77.3M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US BROAD MARKET ETF (SCHB)SchwabPassiveLarge Blend$39.7M1,583,31212.03%

Location

Primary office

Beverly Hills, CA

LOS ANGELES

Location

Beverly Hills, CA

Headquartered in Beverly Hills, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
9454 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth