JAFFE ASSET MANAGEMENT LLC

RIASEC RegisteredEst. 2026
Total AUM
$116M
Discretionary
$116M
100% of AUM
Avg account
$780K
Accounts
149
Employees
2
Advisory reps
2

Firm details

Headquarters
Beverly Hills, California
CRD number
108082
Registered since
April 29, 2026
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI80.75%
  • Pension & Profit Sharing Plans7.19%
  • Corporations / Businesses6.07%
  • Individuals5.05%
  • Charitable Organizations0.94%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Jaffe Asset Management LLC is an SEC-registered advisory firm organized as an LLC and operating on a percentage-of-AUM fee model. The firm serves individual and family clients and lists portfolio management for individuals/small businesses, portfolio management for businesses or institutions, and pension consulting among its advisory activities. The firm is not identified as an active ESG investor and does not report multi-state adviser status. SEC registration is recorded in 2026; the firm is owned by an individual.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 52%, Exchange Traded Equities 24%, Cash & Cash Equivalents 20%, US Government Bonds 2%, State & Local Bonds 2%52%
  • Public Funds/Mutual Funds52%
  • Exchange Traded Equities24%
  • Cash & Cash Equivalents20%
  • US Government Bonds2%
  • State & Local Bonds2%

Contacts

2 of 2
  • MARSHALL JAFFE

    Managing PartnerCRD 827555

  • ELLIE KULMAN

    MemberCRD 4370584

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Beverly Hills, CA

LOS ANGELES

Location

Beverly Hills, CA

Headquartered in Beverly Hills, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
9454 Wilshire Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth