LEVEL MARKETS, LLC

Broker-DealerFINRA MemberEst. 2014
Total AUM
Advisory reps
20
Avg account
$0

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
171752
Registered since
December 26, 2014

Firm profile

FINTRX

Overview

Level Markets, LLC is organized as a limited liability company and has been SEC-registered since 2014. The firm is listed as having both a domestic entity and individual ownership structure and is categorized as Unclassified in the available profile. The record indicates the firm does not operate as a capital allocator, does not identify as an active ESG investor, and is not designated as a multi-state or newly formed adviser. It also does not appear to provide pension consulting services nor is it marked as a related adviser to another registered entity. The firm supplied very limited descriptive information about its advisory activities, client types, fee arrangements, or investment approach in the source data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • STEPHEN MIELE

    Chief Strategy OfficerCRD 2645590

  • JAMES DOLAN

    Chief Compliance OfficerCRD 3219968

  • MICHAEL STUPAY

    Chief Financial OfficerCRD 2287906

Contacts

3 of 17
  • Stephen Moore

    Trading OperationsCRD 5236624

  • DMITRY LUCHININ

    Senior System SpecialistCRD 4881192

  • Ilisa Gruber

    SalesCRD 2138525

Unlock 14 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
10 Post Office Sq
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth