Level Financial Advisors, Inc.
Firm details
- Headquarters
- East Amherst, New York
- CRD number
- 110641
- Registered since
- April 9, 1981
- Website
- levelfa.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI77.4%
- Individuals22.6%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Level Financial Advisors, Inc. is an independent, SEC-registered registered investment adviser that has been operating since 1981 and is owned by an individual. The firm serves individual and family clients and provides a mix of financial planning, portfolio management for individuals and small businesses, pension consulting, periodic publications and educational workshops. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed fees. Level identifies as an active ESG investor and distributes capital primarily into public funds and mutual funds while also allocating to third-party alternative managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- US Government Bonds2%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3Bethany Wagner
Chief ComplianceCRD 7887015
Michael Heburn
Chief Operating OfficerCRD 6466072
Steven Elwell
Chief Investment OfficerCRD 6041661
Contacts
3 of 7
Rosanne Braxton
PresidentCRD 4373612
Michael Angelucci
Financial AdvisorCRD 5431249
Alyssa Bogardus
Associate AdvisorCRD 7775054
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 70Active vs passive
$424M in ETFs
64%
$271M
36%
$154M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $64.5M | 93,946 | 15.21% |
Location
East Amherst, NY
Erie
Location
East Amherst, NY
Headquartered in East Amherst, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- Erie
- Address
- 9310 Transit Rd
- Time zone
- ET (UTC-5)
- Office locations
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