LEVEL FINANCIAL ADVISORS, INC.
Firm details
- Headquarters
- EAST AMHERST, New York
- CRD number
- 110641
- Registered since
- April 9, 1981
- Website
- levelfa.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI77.4%
- Individuals22.6%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Level Financial Advisors, Inc. is an independent, privately owned registered investment adviser that has been operating since 1981. The firm serves individual and family clients and combines portfolio management with financial planning, publication of periodic client communications, and educational workshops. Its fee model includes a percentage-of-assets option as well as hourly and fixed-fee engagements. Level identifies as an active ESG investor and is not structured as a capital allocator — it relies on external managers and pooled vehicles for third‑party exposures. The firm was listed among FA Magazine’s Top RIA Firms in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- US Government Bonds2%
- Cash & Cash Equivalents2%
Owners & executives
3 of 3Bethany Wagner
Chief ComplianceCRD 7887015
MICHAEL HEBURN
Chief Operating OfficerCRD 6466072
STEVEN ELWELL
Chief Investment OfficerCRD 6041661
Contacts
3 of 7ROSANNE BRAXTON
PresidentCRD 4373612
MICHAEL ANGELUCCI
Financial AdvisorCRD 5431249
Alyssa Bogardus
Associate AdvisorCRD 7775054
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 68Active vs passive
$371M in ETFs
64%
$236M
36%
$135M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $54.9M | 91,816 | 14.78% |
Location
EAST AMHERST, NY
ERIE
Location
EAST AMHERST, NY
Headquartered in EAST AMHERST, NY, anchoring the Buffalo-Cheektowaga-Olean, NY metro in the Northeast.
- Metro area
- Buffalo-Cheektowaga-Olean, NY
- Region
- Northeast
- County
- ERIE
- Address
- 9310 Transit Rd
- Time zone
- ET (UTC-5)
- Office locations
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