Lebenthal Global Advisors, LLC

RIASEC RegisteredEst. 2017
Total AUM
$972M
Discretionary
$949M
98% of AUM
Avg account
$274K
Accounts
3,546
Employees
30
Advisory reps
26

Firm details

Headquarters
Hauppauge, New York
CRD number
283303
Registered since
May 31, 2017
Website
www.lebenthal.com
Custodians
RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI49.23%
  • Individuals39.66%
  • Pension & Profit Sharing Plans11.11%
Services
Portfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Lebenthal Global Advisors, LLC is an SEC‑registered investment adviser organized as an LLC and operating since 2017. The firm serves both individual and family clients as well as institutional clients, offering portfolio management for individuals and small businesses and pension consulting services. Its fee model combines percentage‑of‑AUM fees with fixed fees. The firm reports affiliations with broker‑dealers and insurance entities and does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 73%, Exchange Traded Equities 18%, Cash & Cash Equivalents 6%, US Government Bonds 1%, State & Local Bonds 1%, Other 1%73%
  • Public Funds/Mutual Funds73%
  • Exchange Traded Equities18%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • Michael Tavella

    Michael Tavella

    Chief Financial OfficerCRD 6106362

  • Dominick Tavella

    Dominick Tavella

    President, CIOCRD 1069864

Contacts

3 of 24

  • William Germanakos

    Regional ManagerCRD 2636755

  • Thomas Katovitz

    Thomas Katovitz

    Compliance Officer, Operations ManagerCRD 1136616

  • David Walker

    David Walker

    Investment Advisor RepresentativeCRD 6193025

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 81

Active vs passive

$615M in ETFs

Passive

76%

$467M

Active

21%

$148M

ETFProviderStyleCategoryValueShares% of portfolio
FIDELITY NASDAQ COMPOSITE INDEX ETF (ONEQ)FidelityPassiveLarge Growth$54.9M531,6558.92%
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Location

Primary office

Hauppauge, NY

Suffolk

Location

Hauppauge, NY

Headquartered in Hauppauge, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
200 Parkway Dr S
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth