Lebenthal Diversified Asset Management Inc.

RIASEC Registered
Total AUM
$884M
Discretionary
$884M
100% of AUM
Avg account
$884M
Accounts
1
Employees
5
Advisory reps
3

Firm details

Headquarters
Hauppauge, New York
CRD number
167243
Registered since
April 26, 2013
Custodians
RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Other Investment Advisers100%
Services
Portfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Lebenthal Diversified Asset Management Inc. is a corporate, institutionally classified registered investment adviser that has been SEC-registered since 2013. The firm is owned by an individual and operates as a capital allocator, charging clients via a combination of percentage-of-AUM and fixed fees. Its advisory remit includes portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. The firm does not flag itself as an ESG-focused investor and is not presented as a multi-state or newly formed adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 76%, Exchange Traded Equities 15%, Cash & Cash Equivalents 6%, US Government Bonds 1%, State & Local Bonds 1%, Other 1%76%
  • Public Funds/Mutual Funds76%
  • Exchange Traded Equities15%
  • Cash & Cash Equivalents6%
  • US Government Bonds1%
  • State & Local Bonds1%

Owners & executives

2 of 2
  • Dominick Tavella

    Dominick Tavella

    President, CIOCRD 1069864

  • Michael Tavella

    Michael Tavella

    Chief Financial OfficerCRD 6106362

Contacts

1 of 1
  • Thomas Katovitz

    Thomas Katovitz

    Compliance Officer, Operations ManagerCRD 1136616

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hauppauge, NY

Suffolk

Location

Hauppauge, NY

Headquartered in Hauppauge, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
Suffolk
Address
200 Parkway Dr S
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth