LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT

RIASEC RegisteredEst. 2014
Total AUM
$237M
Discretionary
$237M
100% of AUM
Avg account
$1.2M
Accounts
197
Employees
5
Advisory reps
1

Firm details

Headquarters
PARSIPPANY, New Jersey
CRD number
171967
Registered since
June 30, 2014
Custodians
LPL FINANCIAL LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI82.28%
  • Individuals16.52%
  • Charitable Organizations0.97%
  • Pension & Profit Sharing Plans0.22%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Leicht Financial Planning And Wealth Management is an independent, owner-operated registered investment adviser that has been SEC-registered since 2014. The firm focuses on individuals and families and provides comprehensive financial planning plus portfolio management for individual clients and small-business owners. Its billing mixes AUM-based fees with fixed-fee arrangements. The adviser does not position itself as an ESG or pension specialist and is organized as a corporation under individual ownership.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 98%, Cash & Cash Equivalents 2%98%
  • Public Funds/Mutual Funds98%
  • Cash & Cash Equivalents2%

Contacts

1 of 1
  • ANDREW LEICHT

    Founder and Wealth AdvisorCRD 2910209

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 21

Active vs passive

$429M in ETFs

Passive

100%

$429M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) GROWTH ETF (SPYG)State StreetPassiveLarge Growth$49.4M504,88611.51%

Location

Primary office

PARSIPPANY, NJ

MORRIS

Location

PARSIPPANY, NJ

Headquartered in PARSIPPANY, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
MORRIS
Address
900 Lanidex Plz
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth