Hennion & Walsh Asset Management, Inc.

RIASEC Registered

Total AUM

$769M

Discretionary

$742M

96% of AUM

Avg account

$422K

Accounts

1,821

Employees

Advisory reps

Firm details

Headquarters: Parsippany, New Jersey
CRD number: 126236
Registered since: May 2, 2003
Website: www.hennionandwalsh.com
Custodians: WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM, Commissions
Client types: Individuals50.57%
HNWI43.51%
Charitable Organizations4.17%
Pension & Profit Sharing Plans1.3%
Corporations / Businesses0.45%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Hennion & Walsh Asset Management, Inc. is a corporation that provides advisory and brokerage services to both individuals/families and institutional clients. The firm is registered with the SEC (registered in 2003) and operates as both a broker-dealer and an insurance broker. Its advisory work spans financial planning, discretionary portfolio management for individuals/small businesses and for institutions, pension consulting and the selection of other advisers. Fee arrangements include percentage-of-AUM billing as well as commission-based relationships. The firm reports being a capital allocator and does not identify as an active ESG investor.