HENNION & WALSH ASSET MANAGEMENT, INC.
Firm details
- Headquarters
- PARSIPPANY, New Jersey
- CRD number
- 126236
- Registered since
- May 2, 2003
- Website
- www.hennionandwalsh.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Commissions
- Client types
- Individuals50.57%
- HNWI43.51%
- Charitable Organizations4.17%
- Pension & Profit Sharing Plans1.3%
- Corporations / Businesses0.45%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Hennion & Walsh Asset Management, Inc. operates as a broker-dealer and insurance broker that also provides advisory services. The firm has been SEC-registered since 2003 and is owned by an individual. Its client mix includes both individual and family clients as well as institutional relationships. Advisory offerings span financial planning, discretionary portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selection of sub‑advisers. Compensation is a mix of asset-based fees and commission arrangements. The firm identifies as a capital allocator but does not characterize itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds91%
- Exchange Traded Equities6%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
3 of 4KEVIN MAHN
President and Chief Investment OfficerCRD 2519398
Matthew Wolcott
Chief Operating OfficerCRD 4233708
James Pruskowski
CIO and Co-FounderCRD 2611704
Contacts
3 of 71CHRISTOPHER MASTRANGELO
Associate Vice PresidentCRD 6113369
KUNAL PATEL
Vice PresidentCRD 5815451
STEPHEN MENSAH JR
TraineeCRD 6091391
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 109Active vs passive
$830M in ETFs
88%
$727M
8%
$103M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $116M | 177,483 | 13.96% |
Location
PARSIPPANY, NJ
MORRIS
Location
PARSIPPANY, NJ
Headquartered in PARSIPPANY, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- MORRIS
- Address
- 2001 46 Waterview Plz
- Time zone
- ET (UTC-5)
- Office locations
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