Legionnaire Securities LLC

Broker-DealerFINRA MemberEst. 2019
Total AUM
Advisory reps
5
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
297422
Registered since
March 5, 2019

Firm profile

FINTRX

Overview

Legionnaire Securities LLC is organized as a limited liability company and has been SEC-registered since 2019. Public filings characterize ownership as a mix of a domestic entity and an individual and list the firm’s regulatory classification as unclassified. The available records indicate a narrow operational footprint: the firm does not present itself as a capital allocator, is not an active ESG investor, and is not identified as a pension consultant or as related to another adviser. The adviser is not registered as a multi-state firm and is not flagged as a newly formed adviser, which suggests a small, locally focused setup with limited public-facing activity. Several typical disclosure fields — including fee structure, client types, business activities and advisory offerings — are blank in the data set, indicating minimal detail is available about how the firm markets services or constructs client portfolios.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Michael Jang

    Michael Jang

    CEOCRD 6388052

  • David Hunt

    David Hunt

    Chief Compliance OfficerCRD 2772872

Contacts

3 of 3
  • Erik Donelson

    Erik Donelson

    Compliance OfficerCRD 7242056

  • Victor Wang

    FinanceCRD 6258774

  • David Wang

    TraderCRD 7140603

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
363 W Erie St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth