LEGACY SOLUTIONS, LLC

RIASEC RegisteredEst. 2023
Total AUM
$244M
Discretionary
$244M
100% of AUM
Avg account
$334K
Accounts
729
Employees
6
Advisory reps
4

Firm details

Headquarters
KENNETT SQUARE, Pennsylvania
CRD number
323360
Registered since
March 15, 2023
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI74.06%
  • Individuals25.79%
  • Corporations / Businesses0.15%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Legacy Solutions, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2023. The firm serves individual and family clients, offering a mix of financial planning and discretionary portfolio management alongside educational seminars and selection of other advisers. It also operates an insurance brokerage line. Legacy Solutions presents itself as a capital allocator — it directs client capital to third-party managers in addition to managing portfolios internally — and is identified as an active ESG investor. Its billing approaches include percentage-of-AUM fees as well as hourly and fixed-fee arrangements.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 83%, Exchange Traded Equities 12%, Investment Grade Corp Bonds 3%, Cash & Cash Equivalents 2%83%
  • Public Funds/Mutual Funds83%
  • Exchange Traded Equities12%
  • Investment Grade Corp Bonds3%
  • Cash & Cash Equivalents2%

Owners & executives

1 of 1
  • CIARA PRICE

    Partner & Chief Operating OfficerCRD 5716356

Contacts

3 of 3
  • JEFFREY HALL

    PartnerCRD 4836089

  • DANIEL DANESE

    Managing PartnerCRD 1370644

  • ANGELA STEWART

    Financial Advisor and Registered RepresentativeCRD 2580018

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 61

Active vs passive

$142M in ETFs

Passive

50%

$70.9M

Active

26%

$71.4M

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$17.2M224,83912.09%

Location

Primary office

KENNETT SQUARE, PA

CHESTER

Location

KENNETT SQUARE, PA

Headquartered in KENNETT SQUARE, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
CHESTER
Address
206 N Union St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth