FOUNDATION CAPITAL MANAGEMENT, LLC

RIASEC RegisteredEst. 2024

Total AUM

$244M

Discretionary

$244M

100% of AUM

Avg account

$436K

Accounts

559

Employees

Advisory reps

Firm details

Headquarters: EAST NORRITON, Pennsylvania
CRD number: 142659
Registered since: March 21, 2024
Website: www.myfcm.com
Custodians: TD AMERITRADE, INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals49.77%
HNWI46.3%
Charitable Organizations3.93%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Foundation Capital Management, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC in 2024. The firm is owned by an individual and serves both individual/family and institutional clients. Advisory services include financial planning and portfolio management for individuals, small businesses, and institutional entities. Foundation Capital operates with a mixed fee model—percentage of assets under management supplemented by hourly and fixed-fee arrangements—and also maintains broker-dealer representative and insurance broker activities, enabling it to offer brokerage and insurance products alongside advisory services. The firm does not identify as an active ESG investor.