Legacy Planning Advisors, LLC

Overview

Legacy Planning Advisors, LLC is a small, SEC-registered wealth advisory firm that focuses on individuals and families. The firm was registered in 2018 and is structured as a limited liability company owned by an individual. Its business model combines advisory work with broker-dealer and insurance broker activities: advisors operate as registered representatives of a broker-dealer and also place insurance products. Advisory services center on financial planning, portfolio management for individuals and small businesses, and client education through seminars or workshops. The firm charges clients through a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Legacy Planning Advisors does not present itself as an active ESG investor, is not organized as a multi-state adviser, and does not function as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices