LEGACY CAPITAL GROUP CALIFORNIA, INC.

RIASEC RegisteredEst. 2008

Total AUM

$536M

Discretionary

$536M

100% of AUM

Avg account

$304K

Accounts

1,763

Employees

Advisory reps

Firm details

Headquarters: LOS GATOS, California
CRD number: 111436
Registered since: September 10, 2008
Website: www.lcgca.com
Custodians: FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees, Commissions, Other
Client types: HNWI38.16%
Corporations / Businesses37.88%
Pension & Profit Sharing Plans14.82%
Charitable Organizations6.97%
Pooled Investment Vehicles2.16%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Legacy Capital Group California, Inc. is an independent registered investment adviser and capital allocator that serves individual, family and institutional clients. The firm is organized as a corporation and has been SEC-registered since 2008. Its business model blends advisory services with broker-dealer and insurance activities: the firm acts as a registered representative of a broker-dealer and as an insurance broker while offering financial planning, portfolio management for individuals, small businesses and pooled vehicles, pension consulting, manager selection and educational seminars. Fee arrangements are mixed (percentage of AUM, fixed fees, commissions and other structures). Legacy does not present itself as an active ESG investor.