KANE INVESTMENT MANAGEMENT, INC.
Firm details
- Headquarters
- LOS GATOS, California
- CRD number
- 127337
- Registered since
- June 29, 2021
- Website
- www.kaneinvestment.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Individuals53.65%
- HNWI46.35%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Kane Investment Management, Inc. is an independent registered investment adviser focused on serving individuals and families with financial planning and portfolio management. The firm runs a predominantly equity-oriented program, favoring exchange-traded instruments for core exposure while offering discretionary portfolio management across client accounts. Its fee model combines a traditional percentage-of-assets arrangement with the ability to charge performance-based fees for eligible mandates. The adviser is not positioned as a capital allocator and does not identify as an ESG or multi-state specialist; its regulatory registration dates to 2021 and ownership is held by an individual.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Public Funds/Mutual Funds32%
- Cash & Cash Equivalents1%
Owners & executives
2 of 2DENNIS KANE
President, CEOCRD 2087948
MANJESHWAR BHAT
COOCRD 5677546
Contacts
3 of 4EMEBET ESTIFANOS
Investment ManagementCRD 7509682
Reese Rifredi
Data AnalystCRD 7867565
CHARLES DAVIS
Mutual Fund ManagerCRD 4717241
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
LOS GATOS, CA
SANTA CLARA
Location
LOS GATOS, CA
Headquartered in LOS GATOS, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SANTA CLARA
- Address
- 15466 Los Gatos Blvd
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
RICE FINANCIAL CONSULTING, INC.
RIALOS GATOS, CA
ASL FINANCIAL, LLC
RIALOS GATOS, CA
PARTNERSHIP CAPITAL GROWTH INVESTORS MANAGEMENT, LLC
RIALOS GATOS, CA
ORCHARD CITY WEALTH MANAGEMENT, LLC
RIALOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC.
RIALOS GATOS, CA
LIBRA WEALTH LLC
RIALOS GATOS, CA