KANE INVESTMENT MANAGEMENT, INC.

RIASEC RegisteredEst. 2021
Total AUM
$241M
Discretionary
$241M
100% of AUM
Avg account
$503K
Accounts
478
Employees
9
Advisory reps
6

Firm details

Headquarters
LOS GATOS, California
CRD number
127337
Registered since
June 29, 2021
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • Individuals53.65%
  • HNWI46.35%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Kane Investment Management, Inc. is an independent registered investment adviser focused on serving individuals and families with financial planning and portfolio management. The firm runs a predominantly equity-oriented program, favoring exchange-traded instruments for core exposure while offering discretionary portfolio management across client accounts. Its fee model combines a traditional percentage-of-assets arrangement with the ability to charge performance-based fees for eligible mandates. The adviser is not positioned as a capital allocator and does not identify as an ESG or multi-state specialist; its regulatory registration dates to 2021 and ownership is held by an individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 67%, Public Funds/Mutual Funds 32%, Cash & Cash Equivalents 1%67%
  • Exchange Traded Equities67%
  • Public Funds/Mutual Funds32%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • DENNIS KANE

    President, CEOCRD 2087948

  • MANJESHWAR BHAT

    COOCRD 5677546

Contacts

3 of 4
  • EMEBET ESTIFANOS

    Investment ManagementCRD 7509682

  • Reese Rifredi

    Data AnalystCRD 7867565

  • CHARLES DAVIS

    Mutual Fund ManagerCRD 4717241

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

LOS GATOS, CA

SANTA CLARA

Location

LOS GATOS, CA

Headquartered in LOS GATOS, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SANTA CLARA
Address
15466 Los Gatos Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth