LEE FINANCIAL COMPANY, LLC

RIASEC RegisteredEst. 1975

Total AUM

$1.7B

Discretionary

$1.7B

98% of AUM

Avg account

$964K

Accounts

1,745

Employees

Advisory reps

Firm details

Headquarters: DALLAS, Texas
CRD number: 105910
Registered since: April 26, 1975
Website: www.leefin.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI87.52%
Individuals9.42%
Pension & Profit Sharing Plans1.79%
Pooled Investment Vehicles0.9%
Charitable Organizations0.37%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Lee Financial Company, LLC is an independent registered investment adviser that manages both individual and institutional capital with a mix of fee models (percentage of AUM, hourly and fixed fees). The firm focuses on financial planning and discretionary portfolio management across individuals, small businesses, pooled investment vehicles and institutions, and it also selects outside managers when appropriate. Their public equity exposure is concentrated into ETFs, but they pair that with direct equity positions and a meaningful allocation to third‑party alternative managers. The firm has been recognized in industry lists several times, which reflects recurring visibility among national advisor rankings. Investment activity tilts toward liquidity and cost‑efficient public funds for core exposure, while overlaying active strategies and private fund allocations for return enhancement and diversification. They run separate managed account programs (SMAs) and also sponsor private funds, indicating capacity to act as both allocator and manager.