DURATION ASSET MANAGEMENT, LLC

RIASEC RegisteredEst. 2018

Total AUM

$1.6B

Discretionary

$1.6B

100% of AUM

Avg account

$226M

Accounts

Employees

Advisory reps

Firm details

Headquarters: DALLAS, Texas
CRD number: 298651
Registered since: October 4, 2018
Custodians: CANTOR FITZGERALD & CO., INTERACTIVE BROKERS LLC, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Pooled Investment Vehicles86.53%
HNWI13.47%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Duration Asset Management, LLC is an SEC-registered investment adviser formed as an LLC in 2018 that provides portfolio management to individuals and small businesses. The firm serves both individual/family and institutional clients and charges a combination of percentage-of-AUM fees and performance-based fees. Duration is not flagged as an active ESG investor, is not registered as a multi-state adviser, and is not positioned as a capital allocator; its reported investment orientation leans toward fixed-income instruments. Regulatory filings also list industry roles such as broker-dealer/sponsor and managing member or general partner of pooled investment vehicles, indicating the firm creates and manages pooled funds in addition to advisory mandates.