LEAR INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2017

Total AUM

$1.2B

Discretionary

$1.2B

98% of AUM

Avg account

$1.3M

Accounts

945

Employees

Advisory reps

Firm details

Headquarters: DALLAS, Texas
CRD number: 174119
Registered since: July 21, 2017
Website: learim.com
Custodians: CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM
Client types: Other Investment Advisers68.24%
HNWI28.9%
Individuals2.86%
Services: Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Lear Investment Management is an independent, SEC-registered registered investment adviser operating as a limited liability company. Founded and registered with the SEC in 2017, the firm is owned by an individual and serves both individual/family and institutional clients. Its business model centers on fee-based portfolio management, charging a percentage of assets under management, and it provides discretionary portfolio management for individuals, small businesses, and institutions. Lear does not identify as an active ESG investor and is not listed as a pension consultant or as a related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Exchange Traded Equities54%
Public Funds/Mutual Funds34%
Cash & Cash Equivalents10%
State & Local Bonds1%

Contacts

3 of 4

FREDERICK LEAR
Founder & Managing PartnerCRD 2797286
JAMES WARNER
Managing Director, Director of Research, Portfolio ManagerCRD 4657145
Thayne Gould
DirectorCRD 3139959