Lbmz Securities, Inc.

Broker-DealerFINRA MemberEst. 1978
Total AUM
Advisory reps
59
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
7874
Registered since
December 15, 1978

Firm profile

FINTRX

Overview

Lbmz Securities, Inc. is organized as a corporation and has been registered with the SEC since 1978. Public disclosures for the firm are sparse: its internal classification is listed as unclassified, and the record shows the owner type as a mix of a domestic entity and an individual. The file indicates the firm does not identify itself as a capital allocator, is not an active ESG investor, and is not designated as a multi-state adviser. Several fields that would normally describe client mix, advisory services, and fee arrangements are blank, so there is limited publicly reported information about the firm’s business model or client-facing activities.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Kris Ratwani

    Kris Ratwani

    Deputy Chief Compliance OfficerCRD 6443528

  • Leonard Zacks

    CEOCRD 806891

  • Mitchel Zacks

    Mitchel Zacks

    CEOCRD 2649079

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Contacts

3 of 54
  • Lawrence Zerg

    Registered RepresentativeCRD 1573095

  • Michael Caterina

    Michael Caterina

    Regional Vice PresidentCRD 5831316

  • Clinton Beck

    Clinton Beck

    Licensed BankerCRD 6726310

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
101 N Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth