Lavaca Capital, LLC

RIASEC RegisteredEst. 2018

Total AUM

$927M

Discretionary

$927M

100% of AUM

Avg account

$28.1M

Accounts

Employees

Advisory reps

Firm details

Headquarters: Houston, Texas
CRD number: 167238
Registered since: April 30, 2018
Website: lavacacapital.com
Custodians: J.P. MORGAN SECURITIES INC., CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Other Investment Advisers46.51%
HNWI41.55%
Pooled Investment Vehicles8.34%
Investment Companies3.6%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Lavaca Capital, LLC is an SEC-registered hedge fund-style adviser (registered 2018) that serves both high-net-worth individuals and families as well as institutional clients. The firm operates as an LLC under individual ownership and positions itself as an active portfolio manager across multiple vehicle types. Its advisory activities include managing separate accounts, pooled investment vehicles and investment-company mandates, and it also operates in roles typical of sponsors and general partners of private vehicles. Lavaca charges a mix of asset-based and performance fees and is registered to act in commodity pool/commodity trading adviser capacities. It does not identify as an active ESG investor.