Goodman Financial Corporation
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 114637
- Registered since
- June 21, 2002
- Website
- www.goodmanfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI89.59%
- Charitable Organizations6.28%
- Individuals4.08%
- Corporations / Businesses0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Goodman Financial Corporation is an independent, privately owned registered investment advisor that has been SEC-registered since 2002. The firm manages portfolios and provides financial planning primarily for individual and family clients, while also serving small businesses and institutional accounts. Advisory services listed include comprehensive financial planning and discretionary portfolio management for both individuals/small businesses and for businesses or institutions. Fee arrangements include percentage-of-assets and hourly billing. Goodman does not identify as an active ESG investor and is not designated as a multi-state adviser. The firm was recognized on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities42%
- Investment Grade Corp Bonds28%
- Public Funds/Mutual Funds21%
- Cash & Cash Equivalents5%
- US Government Bonds2%
Owners & executives
3 of 4
Bonita Harden-Lair
Administrative CoordinatorCRD 8098872
Charlotte Jungen
CCO & COOCRD 4452180
Robin Kollannur
Chief Investment OfficerCRD 2391934
Contacts
3 of 17
Steven Goodman
PresidentCRD 1737282
Paul Palmer
Senior Financial AdvisorCRD 1315071
Morgann Zimmer
Senior Financial AdvisorCRD 6226086
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 37Active vs passive
$184M in ETFs
85%
$157M
1%
$27.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND (VCSH) | Vanguard | Passive | Short Term Bond | $37.8M | 478,256 | 20.50% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 5177 Richmond Ave
- Time zone
- CT (UTC-6)
- Office locations
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