Goodman Financial Corporation
Firm details
- Headquarters
- Houston, Texas
- CRD number
- 114637
- Registered since
- June 21, 2002
- Website
- www.goodmanfinancial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI89.59%
- Charitable Organizations6.28%
- Individuals4.08%
- Corporations / Businesses0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Goodman Financial Corporation is an independent, individually owned registered investment adviser that provides financial planning and portfolio management for individuals, small businesses, and institutions. The firm is registered with the SEC (registered in 2002) and charges clients primarily on a percentage-of-assets basis, with the option for hourly billing. Its advisory services emphasize tailored planning and discretionary portfolio management rather than pension consulting or multi-state advisory mandates. Goodman was included on FA Magazine’s Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities42%
- Investment Grade Corp Bonds28%
- Public Funds/Mutual Funds21%
- Cash & Cash Equivalents5%
- US Government Bonds2%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 37Active vs passive
$151M in ETFs
93%
$140M
0%
$10.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND (VCSH) | Vanguard | Passive | Short Term Bond | $40.4M | 522,591 | 26.79% |
Location
Houston, TX
Harris
Location
Houston, TX
Headquartered in Houston, TX, anchoring the Houston-The Woodlands, TX metro in the South.
- Metro area
- Houston-The Woodlands, TX
- Region
- South
- County
- Harris
- Address
- 5177 Richmond Ave
- Time zone
- CT (UTC-6)
- Office locations
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