Lake Highlands Capital Management

RIASEC Registered
Total AUM
$810K
Discretionary
$810K
100% of AUM
Avg account
$270K
Accounts
3
Employees
1
Advisory reps
1

Firm details

Headquarters
Dallas, Texas
CRD number
304452
Custodians
INTERACTIVE BROKERS LLC, CHARLES SCHWAB & CO., INC., TD AMERITRADE, INC.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • HNWI92.59%
  • Individuals7.41%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Lake Highlands Capital Management is a small, privately held LLC that provides portfolio management for both individuals/small businesses and for business or institutional clients. The firm charges a mix of percentage-of-AUM, fixed, and performance-based fees. It reports no active ESG investing program and is not positioned as a multi-state or pension consultant adviser. Ownership is listed at the individual level rather than corporate or institutional.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Non-Exchange Traded Equities 5%, Cash & Cash Equivalents 4%, US Government Bonds 1%95%
  • Exchange Traded Equities95%
  • Non-Exchange Traded Equities5%
  • Cash & Cash Equivalents4%
  • US Government Bonds1%

Contacts

1 of 1
  • Connor Davis

    Connor Davis

    Founder and PrincipalCRD 7126525

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
9020 Fenchurch Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth