Fortuna Funds, LLC

RIASEC RegisteredEst. 2024
Total AUM
$915K
Discretionary
$915K
100% of AUM
Avg account
$915K
Accounts
1
Employees
2
Advisory reps
2

Firm details

Headquarters
Dallas, Texas
CRD number
333660
Registered since
November 21, 2024
Fee structure
Percentage of AUM
Client types
  • Investment Companies100%
Services
Portfolio Management for Investment Companies

Firm profile

FINTRX

Overview

Fortuna Funds, LLC is an SEC-registered limited liability company that operates as an institutional registered investment adviser. The firm registered with the SEC in 2024 and structures fees as a percentage of assets under management. Its stated advisory activity is portfolio management for investment companies, and its client base is institutional rather than individual or retail. Fortuna Funds is not positioned as a capital allocator and does not identify as an active ESG investor. It is affiliated with commodity pool operator/commodity trading adviser (CPO/CTA) activity, and it does not self-identify as a multi-state adviser, pension consultant, related adviser, or newly formed adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Mark Adams

    Mark Adams

    Assistant Portfolio Manager and Chief Quantitative OfficerCRD 4891529

Contacts

1 of 1
  • Joseph Sando

    Joseph Sando

    FounderCRD 5387472

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Dallas, TX

Dallas

Location

Dallas, TX

Headquartered in Dallas, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Dallas
Address
6565 Hillcrest Ave
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth