Laflam And Haggerty Investment Advisers Corp.

RIASEC Registered
Total AUM
$49.7M
Discretionary
$49.7M
100% of AUM
Avg account
$385K
Accounts
129
Employees
2
Advisory reps
2

Firm details

Headquarters
,
CRD number
129389
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI68.26%
  • Individuals31.74%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Laflam And Haggerty Investment Advisers Corp. is an independent, privately owned registered investment adviser that provides fee-based portfolio management primarily to individuals, families and small businesses. The firm charges a percentage-of-AUM advisory fee and focuses on discretionary portfolio management rather than institutional consulting or money-manager-of-managers services. It does not identify as an active ESG investor, is not positioned as a multi-state or pension consultant, and is not described as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 89%, Cash & Cash Equivalents 5%, Investment Grade Corp Bonds 4%, Other 2%89%
  • Exchange Traded Equities89%
  • Cash & Cash Equivalents5%
  • Investment Grade Corp Bonds4%
  • Other2%

Contacts

2 of 2
  • V. Laflam

    ​Senior PartnerCRD 4724856

  • Valerie Haggerty

    PresidentCRD 4724861

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

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Location

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Headquartered in , null.

Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth