Buff Capital Management, LLC

RIASEC Registered
Total AUM
$49.7M
Discretionary
$49.7M
100% of AUM
Avg account
$540K
Accounts
92
Advisory reps
1

Firm details

Headquarters
,
CRD number
110197
Fee structure
Percentage of AUM, Hourly Charges
Client types
  • HNWI98.42%
  • Individuals1.58%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Buff Capital Management, LLC operates as a small, single-owner advisory firm focused on discretionary portfolio management for individuals and families, and for small businesses. The firm charges both a percentage of assets under management and hourly advisory fees, and it does not position itself as an ESG investor. Investment activity is tilted toward liquid public equities, with a deliberate use of exchange-traded instruments to drive core exposure. The firm’s typical client is a high-net-worth individual or family seeking a boutique advisory relationship rather than institutional mandates. Investment preferences emphasize equities as the primary building block of client portfolios, supplemented with mutual funds for broader diversification and with targeted allocations to alternative strategies. Given its size and single-office structure, Buff Capital Management appears to deliver hands-on portfolio oversight and tailored service rather than scale-driven product distribution.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 69%, Public Funds/Mutual Funds 12%, State & Local Bonds 11%, Cash & Cash Equivalents 5%, US Government Bonds 3%69%
  • Exchange Traded Equities69%
  • Public Funds/Mutual Funds12%
  • State & Local Bonds11%
  • Cash & Cash Equivalents5%
  • US Government Bonds3%

Contacts

1 of 1
  • Gayle Buff

    Gayle Buff

    PrincipalCRD 1960000

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

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Location

, null

Headquartered in , null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth