Klingenstein Fields Advisors

RIASEC RegisteredEst. 1988

Total AUM

$4.7B

Discretionary

$4B

84% of AUM

Avg account

$3.6M

Accounts

1,309

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 105907
Registered since: December 16, 1988
Website: www.klingenstein.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI83.07%
Charitable Organizations9.48%
Pooled Investment Vehicles3.65%
Corporations / Businesses2.34%
Individuals1.42%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Klingenstein Fields Advisors is an independent, limited partnership RIA founded long enough to be SEC-registered in 1988. The firm functions as a capital allocator for both private clients and institutions, blending traditional wealth management with management and sponsorship of pooled investment vehicles. Its client base includes individuals and families as well as institutional investors. Fee arrangements include asset-based fees, fixed fees and performance-linked fees. Advisory capabilities span financial planning, discretionary and non-discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, and portfolio services for institutional clients. The firm also engages in selecting outside managers and serves as sponsor, general partner or managing member on pooled vehicles it organizes. Klingenstein Fields identifies as an active ESG investor in its activity profile.