KLINGENSTEIN FIELDS ADVISORS

RIASEC RegisteredEst. 1988

Total AUM

$4.7B

Discretionary

$4B

84% of AUM

Avg account

$3.6M

Accounts

1,309

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 105907
Registered since: December 16, 1988
Website: www.klingenstein.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI83.07%
Charitable Organizations9.48%
Pooled Investment Vehicles3.65%
Corporations / Businesses2.34%
Individuals1.42%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Klingenstein Fields Advisors is an independent, privately held limited partnership that has been SEC-registered since 1988. The firm operates as a capital allocator for a mixed client base that includes high-net-worth individuals and families as well as institutional accounts. Its advisory capabilities span financial planning, discretionary portfolio management for individuals and small businesses, management of pooled investment vehicles, institutional portfolio services, and selection of third‑party managers. The firm also sponsors and serves as a general partner/managing member of pooled vehicles it oversees. Fee arrangements are flexible and include AUM-based fees, fixed fees, and performance-linked compensation. Klingenstein Fields identifies itself as an active ESG investor, incorporating environmental, social and governance factors into its investment process. It is not a multi-state or newly formed adviser and is not listed as a pension consultant or related adviser.